VIGIL
Future Proofing Compliance
Introducing VIGIL
Pytilia’s VIGIL multi-layer, multi-dimension surveillance & compliance platform combines the “best of both” of rules-based & AI-powered analysis.
Who uses the Platform?
VIGIL is targeted at Compliance Teams and is ideally suited to monitoring transaction/events with example scenarios including:
- Wealth Management/Financial Advisor Personal Trading Surveillance deployed for a US client under FINRA supervision to help ensure that advisors’ personal trades align with [advised] client trades;
- Treating Customers Fairly in a Buy-Side Fund Management context for a client under UK FCA supervision.
Pytilia recently delivered a successful co-create/proof of concept using VIGIL following our win in the FinTech Scotland / Financial Regulation Innovation Lab Challenge: Simplifying Compliance using AI & Emerging Tech (Summer 2024) - Cross-Product Market Abuse Surveillance introducing multiple, complementary AI models showcased via Pytilia’s participation in the UK FCA Market Abuse Tech Sprint (Summer 2024)
About VIGIL
VIGIL is a flexible/modular platform with focused layers:
- Data Acquisition/Integration layer with configurable connectors and optional enrichment via post-processing
- Analysis layer with rules definition and/or multi-AI model support for anomaly detection incorporating learning from analyst feedback;
- Rich UI/UX layer for compliance teams to identify & investigate activity of interest and associated reporting capability.
VIGIL is available with SaaS (Software as a Service) or Private Cloud deployment options and has enjoyed very positive feedback from end users (e.g. US Wealth Management client) and Compliance Experts (Buy-Side Fund Management Proof of Concept).